Regulatory reality check
Session: 23 August 9am, 11am and 2pm
On this webinar, we had guest speaker Mike Barrett (Consulting Director) at Lang Cat. He looked at the key implications of Investment Platforms Market study interim report for financial intermediaries, the new costs and charges reports which will be issued by platform providers in the coming months and consider how to prepare clients. He also covered the long term administrative and cost impacts of MiFID II and some possible solutions, what MiFID II means for model portfolios and dealing with DFMs. And finally what the changes to the FCAs rules in PROD mean for financial intermediaries and the common mistakes to avoid.
Presenters: Nick Hunt - Industry Development Marketing Manager
Mike Barrett - Consulting Director - Lang Cat